Organize the early response quickly and intelligently.
FIRST30 gives professionals and firms a defined first-response pathway before that moment arrives.
JOIN FIRST 30Individual
$299/Year
Less than a dollar a day.
An individual FIRST30 membership belongs to the person. Not the firm. Not the employer. Not the broker-dealer. The individual. That distinction matters because regulatory matters can create separate interests quickly.
Firm / Entity
$2,500/Year
Firm entity access only.
A firm membership covers the firm. It does not create a separate personal response pathway for the individuals inside the firm. Each individual professional who wishes their own pathway must hold their own individual membership.
When a FIRST30 matter is activated, the goal is to organize the early response quickly and intelligently. FIRST30 helps create a first-response pathway around:
- Capturing the notice, subpoena, request, inquiry, exam issue, or enforcement contact
- Identifying the regulator, date received, response deadline, and current stage of the matter
- Documenting what has already been said, sent, produced, promised, signed, or forwarded
- Creating an initial chronology, people map, document inventory, and missing-information list
- Preserving relevant emails, texts, files, notes, records, and communications
- Ā Identifying potentially relevant E&O, D&O, professional-liability, management-liability, or other insurance resources
- Flagging notice, consent-to-incur-costs, panel-counsel, counsel-selection, or carrier-approval issues that may affect next steps
- Identifying whether the firm and the individual may have separate or conflicting interests
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Helping determine what kind of regulatory, coverage, or other professional counsel may need to be involved
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Preparing the member for a more efficient first conversation with qualified counsel